Team
Dean M. Licata, CFS
Registered Representative/Investment Advisor Representative
Ann M. Yioulos
Client Services Manager
Nancy C. Licata
Communications Coordinator
Securities America, Inc.
One of the main advantages of establishing an independent investment management practice is the ability to select the broker-dealer firm you wish to associate with. Securities America is a national firm that offers leading-edge technology and services associated with larger broker-dealers, plus the people-focused culture that advisors with smaller broker-dealers enjoy. Securities America provides us with the compliance oversight mandated by federal regulation, as well as connecting us to a seemingly limitless list of investment programs and administration services.
Ladenburg Thalmann Financial Services, Inc.
A publicly traded diversified financial services company established in 1876, Ladenburg Thalmann is the parent company of Securities America. The investment banking branch of the company, Ladenburg Thalmann & Co. Inc., is the sixth oldest member of the New York Stock Exchange. The resources of Ladenburgh Thalmann, backing Securites America, offer us a globally connected platform for investment research and management.